Compliance professionals serving RIAs have observed that the SEC is paying particular attention to the fees advisers charge compared to what they relate to their clients through ADV disclosures and ...
BNY Pershing, the giant clearing and custody firm, is gingerly introducing new fees based on assets to its registered investment advisor clients, including a charge on customers’ cash held in accounts ...
Hosted on MSN
What Clients Need To Know About ETF Costs and Fees
Exchange-traded funds (ETFs) are low-cost, beginner-friendly investments that can move clients closer to their long-term goals. However, many investors may assume the expense ratio is the full cost of ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results