The head of the Commodity Futures Trading Commission (CFTC) proposed broad new rules to oversee the trillion-dollar derivatives market that will require congressional approval and set off a heavy ...
As the Securities and Exchange Commission and Commodity Futures Trading Commission try to create rules governing the burgeoning $700 trillion over-the-counter derivatives market, buy-side firms want ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...