SEC clarifies capital treatment for stablecoins, reducing reserve requirements for broker-dealers in 2026 regulatory update.

The SEC filed fraud charges against Saumil Thakkar and Poorvesh Thakkar for allegedly misleading close to 50 investors ...

— -- The Securities and Exchange Commission on Tuesday accused former NFL superstar Willie Gault and several others of orchestrating an alleged multimillion dollar fraud. Gault, a former player ...

The Securities and Exchange Commission (SEC) has brought forward charges against Lottery.com, Inc. (Lottery.com) and former senior figures for alleged breaches of financial fraud regulations. Those ...

The Securities and Exchange Commission charged a Santa Fe, N.M., advisor and his firm with failing to adequately disclose clients’ fees and related conflicts of interest. David A. Nagler, 63, and New ...

NEW YORK -- The Securities and Exchange Commission on Wednesday charged Lindsay Lohan, Jake Paul and several other celebrities with failing to disclose that they were paid to promote crypto. The ...

The Securities and Exchange Commission has filed a complaint against Sewell, N.J.-based Joel B. Sofia, an unregistered investment advisor, alleging that he defrauded at least three clients over a ...

The fraudsters behind unregistered, supposed cryptocurrency asset platforms used WhatsApp groups to entice retail investors into a scheme netting them $14 million, the Securities and Exchange ...

A Chicago-based investment advisory firm and its CEO are facing federal charges for allegedly extracting millions in unauthorized fees from hundreds of client accounts belonging to Filipino clients ...