SEC Drops Enforcement Action Against Cryptocurrency Exchange Gemini

The Securities and Exchange Commission filed a joint stipulation with Gemini Trust Co. LLC in New York federal court to ...
JD Supra

SEC Enforcement Action against Former Spero Executives: Individual Liability for Misleading FDA-Related Disclosures

On January 16, 2026, the Securities and Exchange Commission (SEC) instituted settled cease‑and‑desist proceedings against Ankit Mahadevia ...
CFO Dive

5 takeaways from SEC’s actions in ADM accounting scandal

This week’s legal filings contained clues to where the SEC’s accounting fraud case may lead and to what enforcement actions ...

Back to Basics and Staying Under the Radar: General Counsel’s Guide to SEC Enforcement Under Trump 2.0

Chairman Atkins retreated from the expansive “regulation by enforcement” approach of former SEC Chairman Gary Gensler and ...
AMBCrypto

SEC drops Gemini Earn case, closing one of crypto’s longest-running enforcement actions

The U.S. Securities and Exchange Commission has dismissed its civil enforcement action against Gemini Trust Company, after ...
JD Supra

Securities Enforcement and Regulatory Developments from the SEC, CFTC, and PCAOB

This is the third in our 2026 Year in Preview series examining important trends in white collar law and investigations in the coming year. 2025 ...

Enforcement cases by Trump’s SEC dropped to a record low

Over 93% of SEC cases filed against public companies in the agency’s fiscal year had been initiated under the prior ...
The American Bazaar

SEC takes action against ADM, three ex-executives over fraud

SEC charges ADM and former executives for accounting fraud, misleading investors about Nutrition segment performance and ...
Compliance Week

SEC closes FCPA probe into Calavo Growers

The Securities and Exchange Commission has closed its Foreign Corrupt Practices Act investigation into Calavo Growers, three ...
The Bond Buyer

After slim year for SEC muni enforcement actions, some expect a pickup in 2026

While 2025 has been a slim year for Securities and Exchange Commission municipal securities enforcement actions, some expect to see more actions announced next year as the SEC has continued to signal ...