The SEC is targeting a key figure in a $196 million Ponzi scheme that lured more than 15,500 investors with promises of ...

A defendant who allegedly raised $5 million from the fraudulent offer and sale of investment contracts will pay nearly $4 million after the SEC obtained a consent judgment ordering disgorgement equal ...

The SEC filed fraud charges against Saumil Thakkar and Poorvesh Thakkar for allegedly misleading close to 50 investors ...

The Securities and Exchange Commission (SEC) has brought forward charges against Lottery.com, Inc. (Lottery.com) and former senior figures for alleged breaches of financial fraud regulations. Those ...

The Securities and Exchange Commission charged a Santa Fe, N.M., advisor and his firm with failing to adequately disclose clients’ fees and related conflicts of interest. David A. Nagler, 63, and New ...

— -- The Securities and Exchange Commission on Tuesday accused former NFL superstar Willie Gault and several others of orchestrating an alleged multimillion dollar fraud. Gault, a former player ...

The Securities and Exchange Commission has filed a complaint against Sewell, N.J.-based Joel B. Sofia, an unregistered investment advisor, alleging that he defrauded at least three clients over a ...

The fraudsters behind unregistered, supposed cryptocurrency asset platforms used WhatsApp groups to entice retail investors into a scheme netting them $14 million, the Securities and Exchange ...