The SEC is targeting a key figure in a $196 million Ponzi scheme that lured more than 15,500 investors with promises of ...

By Chris Prentice NEW YORK, Feb 24 (Reuters) - The U.S. Securities and Exchange Commission said on Tuesday it will give the ...

SEC clarifies capital treatment for stablecoins, reducing reserve requirements for broker-dealers in 2026 regulatory update.

The SEC filed fraud charges against Saumil Thakkar and Poorvesh Thakkar for allegedly misleading close to 50 investors ...

LPL is the second large advisory firm to see the SEC drop its investigation into cash-sweep practices, while it and other ...

A defendant who allegedly raised $5 million from the fraudulent offer and sale of investment contracts will pay nearly $4 million after the SEC obtained a consent judgment ordering disgorgement equal ...

The U.S. Securities and Exchange Commission has banned a Pelham accountant from practicing before the regulatory agency because of his ...

The five with a 0.3% chance or better, according to the model, are Purdue (4.7%), Iowa State (3.3%), Houston (2.8%), Florida ...

SEC Chairman Paul Atkins is a marquee speaker at a policy summit backed by Unicoin, whose CEO says the agency chief is being duped by his staff.

The No. 6-seeded Le Roy girls basketball team dominantly opened sectional play at home during the first round of the Section V Class B2 tournament on Saturday, ...

Royce Small-Cap Fund advanced 1.95% for the quarter, lagging its benchmark, Russell 2000 Index, which was up 2.19% for the ...

Binance US plans expansion after SEC lawsuit withdrawal, focusing on US banking ties and licensing amid legal assessments.