The SEC is targeting a key figure in a $196 million Ponzi scheme that lured more than 15,500 investors with promises of ...
SEC clarifies capital treatment for stablecoins, reducing reserve requirements for broker-dealers in 2026 regulatory update.
By Chris Prentice NEW YORK, Feb 24 (Reuters) - The U.S. Securities and Exchange Commission said on Tuesday it will give the ...
The SEC filed fraud charges against Saumil Thakkar and Poorvesh Thakkar for allegedly misleading close to 50 investors ...
A defendant who allegedly raised $5 million from the fraudulent offer and sale of investment contracts will pay nearly $4 million after the SEC obtained a consent judgment ordering disgorgement equal ...
LPL is the second large advisory firm to see the SEC drop its investigation into cash-sweep practices, while it and other ...
The U.S. Securities and Exchange Commission has banned a Pelham accountant from practicing before the regulatory agency because of his ...
SEC Chairman Paul Atkins is a marquee speaker at a policy summit backed by Unicoin, whose CEO says the agency chief is being duped by his staff.
The No. 6-seeded Le Roy girls basketball team dominantly opened sectional play at home during the first round of the Section V Class B2 tournament on Saturday, ...
The five with a 0.3% chance or better, according to the model, are Purdue (4.7%), Iowa State (3.3%), Houston (2.8%), Florida ...
The Securities and Exchange Commission said it has reached an agreement to settle charges against a Georgia-based advisor who allegedly stole more than $9.8 million from an elderly client. Ejiro Ode ...
The MarketWatch News Department was not involved in the creation of this content. Washington, D.C.--(Newsfile Corp. - January 27, 2026) - The Securities and Exchange Commission today filed settled ...
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