A federal appeals court reinstated charges against Houston-area finance influencers accused of using social media to scam ...

Opinion: Proskauer litigators say a growing body of cases show how text messages using emojis are being used to prove intent, ...

Cole was sentenced to 18 months in prison for accounting fraud in 2023, but earlier today, the 2nd Circuit Court of Appeals ...

The SEC has pared back enforcement since a new administration took over nine months ago, slashing new lawsuits by over a quarter with Trump-appointed leaders at the helm.

The Nasdaq proposed sweeping new rules this month requiring Chinese companies to raise at least $25 million in IPO proceeds to list on the exchange—a direct response to an explosion of pump-and-dump ...

A former Rockland County man who portrayed himself as a savvy investment adviser has been indicted for securities fraud for ...

Partners Co-Founder Joshua Wander and CFO Damien Alfalla are named as defendants in a lawsuit brought by the Securities and ...

State regulators stepped up actions against crypto scams, unregistered actors, and senior exploitation as digital threats evolve.

Florida-based investment firm 777 Partners' co-founder, Joshua Wander, has been charged with wire fraud and securities fraud ...

After admitting their role in a stock inflation scheme involving a small deli in South Jersey, a father-son duo was sentenced to serve jail time. During a May 13 appearance before U.S. District Judge ...